MB
CFP · ChFC
MB
CFP · ChFC

Mark Butterworth

41 Years of Experience
Tulsa, OK
BrokerSells Insurance

Mark Butterworth is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Tulsa, OK, with 41 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2642 E 21st St Ste 280, Tulsa, OK, 74114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mark is a wealth advisor at CWM (Carson Partners) and president/owner of Butterworth Financial Group, LLC, spending full-time hours on each. He also sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cwm, LLC
July 2020 - Present · 6 yrs
Cetera Wealth Services, LLCBroker
July 2020 - Present · 6 yrs
Previous Registrations
Cetera Advisor Networks LLC
July 2020 - June 2023 · 2 yrs 11 mos
Raymond James Financial Services Advisors, INC
January 2013 - July 2020 · 7 yrs 6 mos
Butterworth Financial Advisory, LLC
June 2003 - March 2013 · 9 yrs 9 mos
Davis, Ross, Mcgee & Mccauley Investment Advisers, LLC
October 2002 - December 2003 · 1 yr 2 mos
Raymond James Financial Services, INC.Broker
August 2002 - July 2020 · 17 yrs 11 mos
Financial Network Investment CorporationBroker
February 1992 - August 2002 · 10 yrs 6 mos
Brokers Transaction Services, INC.Broker
May 1991 - February 1992 · 9 mos
Linsco/private Ledger CORP.Broker
December 1989 - May 1991 · 1 yr 5 mos
Linsco Financial Group, INC.Broker
January 1987 - December 1989 · 2 yrs 11 mos
Radford Capital CorporationBroker
December 1984 - January 1987 · 2 yrs 1 mo
State Registrations7 states
ARCOFLOKTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Butterworth - Financial Advisor | TrueAdvisor