GP
GP
George Purdy
9 Years of Experience
Tulsa, OK
3 DisclosuresBroker
George Purdy is a registered investment advisor at Cetera Investment Advisers LLC, based in Tulsa, OK, with 9 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1350 S Boulder Ave Ste 300, Tulsa, OK, 74119
Get directionsHistory
Regulatory History (3)
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Customer Dispute
January 2025Settled
Customer Dispute
January 2024Settled
Employment Separation After Allegations
October 2021Other Business Activities
George works as a financial professional for Summit Financial Group, focusing on financial sales and service. This investment-related activity takes up a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Wealth Services, LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Cetera Investment Advisers LLC
December 2022 - December 2024 · 2 yrs
Cetera Investment Services LLCBroker
October 2022 - December 2024 · 2 yrs 2 mos
Ae Wealth Management, LLC
April 2020 - October 2021 · 1 yr 6 mos
Madison Avenue Securities, LLCBroker
April 2020 - October 2021 · 1 yr 6 mos
AXA Advisors, LLC
March 2016 - May 2020 · 4 yrs 2 mos
AXA Advisors, LLCBroker
August 2015 - May 2020 · 4 yrs 9 mos
State Registrations4 states
HINVOKSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.