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Ralph Glasgow

41 Years of Experience
Irvine, CA
1 DisclosureBrokerSells Insurance

Ralph Glasgow is a registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Irvine, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2007
Denied
Other Business ActivitiesSells Insurance

Ralph operates under the DBA Elite Financial Network for his LPL business since 2022. He also has involvement with non-variable insurance through Ralph Glasgow III since 1979.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2022 - Present · 4 yrs 8 mos
LPL Financial LLC
January 2022 - Present · 4 yrs 8 mos
Previous Registrations
Securities America Advisors, INC.
February 2018 - January 2022 · 3 yrs 11 mos
Securities America, INC.Broker
February 2018 - January 2022 · 3 yrs 11 mos
MML Investors Services, LLCBroker
March 2017 - March 2018 · 1 yr
MML Investors Services, LLC
March 2017 - March 2018 · 1 yr
Msi Financial Services, INC.
July 2008 - March 2017 · 8 yrs 8 mos
Msi Financial Services, INC.Broker
October 1984 - March 2017 · 32 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
October 1984 - July 2007 · 22 yrs 9 mos
State Registrations10 states
AZCAFLIDMDNCNVTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ralph Glasgow - Financial Advisor | TrueAdvisor