Timothy States
Timothy States is a registered investment advisor at LPL Financial LLC, based in Alexandria, VA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2121 Eisenhower Ave Ste 321, Alexandria, VA, 22314
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Regulatory History (1)
Customer Dispute
May 1999Other Business Activities
Timothy operates Equinox Wealth Management as a DBA for his LPL business. This activity is investment-related and takes up nearly all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America Advisors, INC.
Usadvisors Wealth Management, LLC
Securities America, INC.Broker
Lifemark Securities CORP.Broker
Purshe Kaplan Sterling InvestmentsBroker
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
UBS Painewebber INC.
UBS Painewebber INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.