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Thomas Hall is a registered investment advisor at Wells Fargo Advisors, based in Avon, CT, with 41 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
55 Nod Rd, Avon, CT, 06001
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2018 - Present · 8 yrs 3 mos
Wells Fargo Advisors
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2000 - July 2018 · 17 yrs 11 mos
Wells Fargo Clearing Services, LLC
August 2000 - July 2018 · 17 yrs 11 mos
First Albany CorporationBroker
April 1988 - August 2000 · 12 yrs 4 mos
Advest, INC.Broker
March 1985 - May 1988 · 3 yrs 2 mos
State Registrations9 states
CACOCTFLMANHNYOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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