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Thomas Hall is a registered investment advisor at Wells Fargo Advisors, based in Avon, CT, with 41 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Avon, CT
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Regulatory History (1)
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Customer Dispute
May 2010Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Wells Fargo Advisors
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2000 - July 2018 · 17 yrs 11 mos
Wells Fargo Clearing Services, LLC
August 2000 - July 2018 · 17 yrs 11 mos
First Albany CorporationBroker
April 1988 - August 2000 · 12 yrs 4 mos
Advest, INC.Broker
March 1985 - May 1988 · 3 yrs 2 mos
State Registrations9 states
CACOCTFLMANHNYOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.