Nicholas Walsh is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Avon, CT, with 28 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
55 Nod Rd, Avon, CT, 06001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas has a 16.67% ownership in Towermark Wealth Management LLC and 100% ownership in Island Peak Limited. He also is involved in a family ceramics business, acts as a trustee and executor for his in-laws' trusts, and manages a rental property, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Advest, INC.
Advest, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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