Joseph Johnson
Joseph Johnson is a registered investment advisor at Vanderbilt Advisory Services, based in Woodbury, NY, with 41 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsHistory
Regulatory History (6)
Customer Dispute
May 2023Regulatory
April 2013Employment Separation After Allegations
February 2011Customer Dispute
September 2010Employment Separation After Allegations
February 2004Customer Dispute
August 2003Other Business Activities
Joseph works as a registered nurse at the Veterans Administration since 2015. This activity is not investment-related and does not take place during regular work hours.
Employment History
Current Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Previous Registrations
Princor Financial Services CorporationBroker
Granite Securities, LLCBroker
Raymond James Financial Services, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
W.J. Nolan & Company, INC.Broker
Dean Witter Reynolds INC.Broker
Mclaughlin, Piven, Vogel INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.