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Beverly Mingola

Vanderbilt Advisory Services
42 Years of Experience
Woodbury, NY
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Beverly Mingola is a registered investment advisor at Vanderbilt Advisory Services, based in Woodbury, NY, with 42 years of industry experience. Beverly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.

Vanderbilt Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
166 advisors
Number of Clients
6,470 clients
Average Client Portfolio
$326K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Firm also offers threshold billing, flat percentage, and flat annual fee structures. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

125 Froehlich Farm Blvd., Woodbury, NY, 11797

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005
Settled
Customer Dispute
July 2004
Denied
Regulatory
June 1982
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Beverly is involved with Annuity Depot selling variable life insurance and Vanderbilt Life Agency selling life insurance. She is also a distributor for The Trump Network, a multi-level networking company, which is not investment-related.

Employment History
Current Registrations
Vanderbilt Advisory Services
October 2016 - Present · 10 yrs
Vanderbilt Securities, LLCBroker
November 2005 - Present · 20 yrs 11 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
December 1997 - December 2005 · 8 yrs
Fahnestock & CO., INC.Broker
August 1994 - December 1997 · 3 yrs 4 mos
Aegis Capital CORP.Broker
November 1991 - September 1994 · 2 yrs 10 mos
Best Investors Group, INC.Broker
May 1990 - November 1991 · 1 yr 6 mos
Fahnestock & CO., INC.Broker
April 1988 - July 1989 · 1 yr 3 mos
Fahnestock International INC.Broker
April 1988 - April 1988 · 0 mos
Fahnestock & CO., INC.Broker
August 1987 - April 1988 · 8 mos
Moseley Securities CorporationBroker
September 1982 - December 1986 · 4 yrs 3 mos
Ross, Stebbins INC.Broker
January 1982 - June 1982 · 5 mos
State Registrations9 states
ARAZCOCTFLNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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