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Mark Mccarthy
41 Years of Experience
Palm City, FL
1 DisclosureSells Insurance
Mark Mccarthy is a registered investment advisor at Cmc Financial Group, LLC, based in Palm City, FL, with 41 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 230 clients with $120M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
230 clients
Average Client Portfolio
$518K average
Assets Under Management
$119.3M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Palm City, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 1990Settled
Other Business ActivitiesSells Insurance
Mark works as an insurance agent selling insurance products since 2018. This activity requires minimal time.
Employment History
Current Registrations
Cmc Financial Group, LLC
May 2018 - Present · 8 yrs
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
February 2009 - May 2018 · 9 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2009 - May 2018 · 9 yrs 3 mos
UBS Financial Services INC.
August 2000 - March 2009 · 8 yrs 7 mos
UBS Financial Services INC.Broker
August 2000 - March 2009 · 8 yrs 7 mos
J.C. Bradford & CO.Broker
November 1995 - August 2000 · 4 yrs 9 mos
The Robinson-Humphrey Company INC.Broker
July 1989 - October 1995 · 6 yrs 3 mos
Shearson Lehman Hutton INC.Broker
February 1988 - July 1989 · 1 yr 5 mos
E. F. Hutton & Company INCBroker
February 1985 - February 1988 · 3 yrs
Buckingham Securities, LTD.Broker
October 1984 - November 1985 · 1 yr 1 mo
State Registrations2 states
GATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.