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Tom Noonan

Wells Fargo Advisors
37 Years of Experience
Springfield, IL
2 DisclosuresBroker
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Tom Noonan is a registered investment advisor at Wells Fargo Advisors, based in Springfield, IL, with 37 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

2941 Greenbriar, Springfield, IL, 62704

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2021
Final
Financial
December 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
November 2025 - Present · 8 mos
Wells Fargo Clearing Services, LLCBroker
November 2025 - Present · 8 mos
Previous Registrations
Edward JonesBroker
November 2018 - November 2025 · 7 yrs
Edward Jones
November 2018 - November 2025 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2018 · 8 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2018 · 8 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Citigroup Global Markets INC.
December 2004 - June 2009 · 4 yrs 6 mos
Citigroup Global Markets INC.Broker
December 2004 - June 2009 · 4 yrs 6 mos
Morgan Stanley
February 2004 - December 2004 · 10 mos
Morgan Stanley Dw INC.Broker
October 1994 - December 2004 · 10 yrs 2 mos
Everen Securities, INC.Broker
September 1990 - October 1994 · 4 yrs 1 mo
Blunt Ellis & Loewi IncorporatedBroker
March 1990 - September 1990 · 6 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1988 - April 1989 · 9 mos
John Nuveen & CO., IncorporatedBroker
March 1987 - June 1988 · 1 yr 3 mos
State Registrations11 states
AZFLGAILINMAMIMOTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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