Stephen Douglas
Stephen Douglas is a registered investment advisor at Wells Fargo Advisors, based in Springfield, IL, with 21 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2941 Greenbriar, Springfield, IL, 62704
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2010Other Business Activities
Stephen serves as a legal guardian and representative payee for his brother, and owns Steve Douglas Travel. These activities are not investment-related and take minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Midwestern Securities Trading Co.,llc
Midwestern Securities Trading Company, LLCBroker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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