BP
CFP
BP
CFP
Brian Peterson
41 Years of Experience
Clearwater, FL
1 DisclosureBroker
Brian Peterson is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Clearwater, FL, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
28050 U.S. 19 N., #304, Clearwater, FL, 33761
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1992Settled
Other Business Activities
Brian is an owner/principal of Peterson Wealth Management, a support company. He dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2009 - Present · 17 yrs
Raymond James Financial Services, INC.Broker
October 1993 - Present · 32 yrs 7 mos
Previous Registrations
Raymond James Financial Services
October 1993 - October 2009 · 16 yrs
Advest, INC.Broker
March 1989 - October 1993 · 4 yrs 7 mos
Prudential-Bache Securities INC.Broker
February 1988 - March 1989 · 1 yr 1 mo
Drexel Burnham Lambert IncorporatedBroker
February 1988 - March 1988 · 1 mo
L. F. Rothschild & CO. IncorporatedBroker
September 1987 - February 1988 · 5 mos
The Stuart-James Company, INC.Broker
October 1984 - October 1987 · 3 yrs
State Registrations21 states
CACOCTDCDEFLGAHIILMEMIMNNCNENJNYOHOKSCSDTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.