TK
CFP
TK
CFP

Thomas Kane

27 Years of Experience
Clearwater, FL
Broker

Thomas Kane is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Clearwater, FL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2531 Landmark Drive, Suite 201, Clearwater, FL, 33761

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a partner with 50% ownership in 3104 Northwood Office Park, LLC, a rental real estate business, and an independent contractor for Tampa Bay Financial Planning, dedicating about half of his time to this support company. He also serves as an advisory board member for the Town of Belleair Police Pension Board, requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
November 2001 - Present · 24 yrs 6 mos
Previous Registrations
Tampa Bay Financial Planning, LLC
August 2003 - November 2009 · 6 yrs 3 mos
Raymond James Financial Services
November 2001 - October 2009 · 7 yrs 11 mos
Prudential Securities IncorporatedBroker
March 2000 - November 2001 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
November 1998 - March 2000 · 1 yr 4 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Kane - Financial Advisor | TrueAdvisor