BB
BB

Buddy Butler

41 Years of Experience
Fort Worth, TX
Broker

Buddy Butler is a registered investment advisor at Signal Securities, INC., based in Fort Worth, TX, with 41 years of industry experience. Buddy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,137 clients with $680M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,137 clients
Average Client Portfolio
$597K average
Assets Under Management
$679.1M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $25K2.00%
$25K - $100K2.00%
$100K - $250K1.75%
$250K - $500K1.50%
$500K - $1.0M1.00%
$1M+0.75%

Primary schedule represents the Asset Allocation Model. Other models have different fee schedules, such as Private Client Asset Management (up to 3.00%) and Discretionary Asset Allocation (1.50% to 1.25%). Fees are generally negotiable except for the Discretionary Asset Allocation Portfolio.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

700 Throckmorton Street, Fort Worth, TX, 76102-5036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Buddy is the owner of Butler Investment Group, where he provides tax preparation services. He spends minimal time on this activity.

Employment History
Current Registrations
Signal Securities, INC.Broker
December 2006 - Present · 19 yrs 10 mos
Signal Securities, INC.
December 2006 - Present · 19 yrs 10 mos
Signal Securities, INC.
December 2006 - Present · 19 yrs 10 mos
Previous Registrations
Butler Freeman Tally Financial Group
August 2002 - December 2006 · 4 yrs 4 mos
Butler Freeman Tally Financial Group, LLCBroker
January 2002 - December 2006 · 4 yrs 11 mos
World Choice Securities, INC.Broker
September 1999 - December 2001 · 2 yrs 3 mos
Securities America, INC.Broker
April 1995 - February 1999 · 3 yrs 10 mos
American Express Service CorporationBroker
February 1992 - December 1994 · 2 yrs 10 mos
American Express Financial Advisors INC.Broker
November 1984 - April 1995 · 10 yrs 5 mos
Ids Financial Services INC.Broker
November 1984 - December 1986 · 2 yrs 1 mo
State Registrations4 states
CAILNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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