Signal Securities manages investment portfolios and provides financial planning services for individuals, high net worth clients, and institutions. Founded in 1984 as a broker-dealer, Signal established its advisory program in 2001. Signal offers several investment options, including consultative asset allocation models, private client asset management, separately managed accounts through Charles Schwab, discretionary model portfolios, and 401(k) optimizer accounts. Signal's investment approach emphasizes risk management through diversification, custom portfolio selection based on client risk tolerance, and ongoing review by investment advisor representatives. In addition to investment management, Signal offers hourly financial planning and asset reviews.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 2.00% |
| $25K - $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Primary schedule represents the Asset Allocation Model. Other models have different fee schedules, such as Private Client Asset Management (up to 3.00%) and Discretionary Asset Allocation (1.50% to 1.25%). Fees are generally negotiable except for the Discretionary Asset Allocation Portfolio.