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Theresa Flemma

Robert W. Baird & CO. Incorporated
41 Years of Experience
New Hartford, NY
Broker
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Theresa Flemma is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in New Hartford, NY, with 41 years of industry experience. Theresa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

555 French Rd, Building 2, New Hartford, NY, 13413

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
December 2018 - Present · 7 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
December 2018 - Present · 7 yrs 10 mos
Previous Registrations
M. Griffith Investment Services, INC.
March 2010 - December 2018 · 8 yrs 9 mos
M. Griffith Investment Services, INC.
May 2007 - December 2009 · 2 yrs 7 mos
M. Griffith Investment Services, INC.Broker
August 1989 - December 2018 · 29 yrs 4 mos
Isfa CorporationBroker
November 1984 - July 1989 · 4 yrs 8 mos
State Registrations34 states
AKAZCACOCTDCFLGAIDILINKYMAMDMENCNHNJNVNYOHORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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