HW
CFP
HW
CFP

Honorine Wallack

37 Years of Experience
New Hartford, NY
1 DisclosureBroker

Honorine Wallack is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in New Hartford, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

555 French Rd, Building 2, New Hartford, NY, 13413

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2000
Closed-No Action
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
December 2018 - Present · 7 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
M. Griffith Investment Services, INC.Broker
May 2012 - December 2018 · 6 yrs 7 mos
M. Griffith Investment Services, INC.
May 2012 - December 2018 · 6 yrs 7 mos
RBC Capital Markets, LLC
May 2008 - June 2012 · 4 yrs 1 mo
RBC Capital Markets, LLCBroker
February 2008 - June 2012 · 4 yrs 4 mos
Wachovia Securities, LLCBroker
January 2008 - February 2008 · 1 mo
A. G. Edwards & Sons, INC.Broker
July 1996 - January 2008 · 11 yrs 6 mos
John Nuveen & CO., IncorporatedBroker
December 1992 - January 1996 · 3 yrs 1 mo
Travelers Equities Sales, INC.Broker
February 1991 - September 1992 · 1 yr 7 mos
Invest Financial CorporationBroker
May 1990 - December 1990 · 7 mos
A. G. Edwards & Sons, INC.Broker
August 1988 - April 1990 · 1 yr 8 mos
Thomson Mckinnon Securities INC.Broker
April 1988 - August 1988 · 4 mos
State Registrations28 states
AKAZCACOCTDCDEFLGAMAMDMEMIMNNCNHNJNVNYOHPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.