JD
JD
Jeffrey Davis
41 Years of Experience
Santa Barbara, CA
1 DisclosureBroker
Jeffrey Davis is a registered investment advisor at Raymond James & Associates, INC., based in Santa Barbara, CA, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1216 State Street, Suite 500, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 1996Award / Judgment
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2020 - Present · 6 yrs 1 mo
Raymond James & Associates, INC.
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
December 2012 - June 2020 · 7 yrs 6 mos
UBS Financial Services INC.
December 2012 - June 2020 · 7 yrs 6 mos
Wedbush Securities INC.Broker
July 2009 - December 2012 · 3 yrs 5 mos
Wedbush Securities INC.
July 2009 - December 2012 · 3 yrs 5 mos
Wells Fargo Advisors, LLC
January 2008 - July 2009 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - July 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
September 1996 - January 2008 · 11 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1984 - October 1996 · 12 yrs
State Registrations10 states
AZCACOFLMTNMNYORPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.