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CFP · ChFC
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CFP · ChFC

Richard Rosnack

Raymond James Financial Services Advisors, INC
41 Years of Experience
Sarasota, FL
3 DisclosuresBroker
View SEC Summary
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Richard Rosnack is a CFP, ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sarasota, FL, with 41 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 N Tamiami Trail, Suite 600, Sarasota, FL, 34236

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Denied
Customer Dispute
March 2004
Settled
Customer Dispute
December 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard acts as a guardian for Linda's Simple IRA, dedicating about 10-20% of his time to overseeing her well-being. He is also the owner and manager of Rosnack Financial Group, Inc., dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2005 - Present · 21 yrs
Previous Registrations
Raymond James Financial Services
October 2005 - October 2009 · 4 yrs
Ids Life Insurance CompanyBroker
September 1999 - October 2005 · 6 yrs 1 mo
Ameriprise Financial Services, INC.
April 1987 - October 2005 · 18 yrs 6 mos
Ids Securities CORP.Broker
July 1986 - December 1986 · 5 mos
Ameriprise Financial Services, INC.Broker
November 1984 - October 2005 · 20 yrs 11 mos
Ids Financial Services INC.Broker
November 1984 - December 1986 · 2 yrs 1 mo
State Registrations26 states
ARAZCACOFLHIILINMAMDMIMNMONCNJNVNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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