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Scott Huffman
40 Years of Experience
Lakewood Ranch, FL
1 DisclosureBroker
Scott Huffman is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lakewood Ranch, FL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
5454 Lena Road, Suite 106, Lakewood Ranch, FL, 34211
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2006Denied
Other Business Activities
Scott is the President and Owner of Gulfstream Advisors, Inc., a support company. He dedicates minimal time to this business, with no time spent during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2009 - Present · 17 yrs 3 mos
Raymond James Financial Services, INC.Broker
April 2007 - Present · 19 yrs 3 mos
Previous Registrations
Raymond James Financial Services
May 2007 - October 2009 · 2 yrs 5 mos
Banc of America Investment Services, INC.
September 2003 - March 2007 · 3 yrs 6 mos
Banc of America Investment Services, INC.Broker
September 2003 - March 2007 · 3 yrs 6 mos
UBS Financial Services INC.
July 2000 - October 2003 · 3 yrs 3 mos
UBS Financial Services INC.Broker
July 2000 - October 2003 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
November 1993 - August 2000 · 6 yrs 9 mos
Smith Barney Shearson INC.Broker
May 1991 - November 1993 · 2 yrs 6 mos
First Miami Securities, INC.Broker
February 1986 - May 1991 · 5 yrs 3 mos
State Registrations13 states
CADCFLIAILMONJNYORPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.