Michael Black is a registered investment advisor, based in Melville, NY, with 41 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
425 Broadhollow RD. Suite 325, Melville, NY, 11747
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Regulatory History (2)
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Customer Dispute
July 2004Settled
Customer Dispute
March 2000Settled
Other Business Activities
Michael is a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC, all since July 2022. These are full-time, investment-related activities.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Arete Wealth Advisors, LLC
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
National Asset Management, INC.
May 2016 - July 2022 · 6 yrs 2 mos
National Securities CorporationBroker
April 2016 - July 2022 · 6 yrs 3 mos
Wells Fargo Advisors, LLCBroker
May 2007 - April 2016 · 8 yrs 11 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley Dw INC.Broker
September 1994 - April 2007 · 12 yrs 7 mos
Smith Barney INC.Broker
July 1993 - September 1994 · 1 yr 2 mos
Lehman Brothers INC.Broker
January 1989 - July 1993 · 4 yrs 6 mos
Mclaughlin, Piven, Vogel INC.Broker
December 1984 - January 1989 · 4 yrs 1 mo
State Registrations9 states
AZCADCFLMDNJNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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