LG
CFP
LG
CFP
Larry Groce is a CFP-designated registered investment advisor at Morgan Stanley, based in Montgomery, AL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
7515 Halcyon Summit Drive, Montgomery, AL, 36117
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002Denied
Other Business Activities
Larry holds an inactive CPA license with the Alabama State Board of Public Accountancy.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
February 2008 - June 2009 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
February 2008 - June 2009 · 1 yr 4 mos
UBS Financial Services INC.Broker
August 2000 - March 2008 · 7 yrs 7 mos
UBS Financial Services INC.
October 1991 - March 2008 · 16 yrs 5 mos
J.C. Bradford & CO.Broker
March 1988 - August 2000 · 12 yrs 5 mos
Shearson Lehman Hutton INC.Broker
February 1988 - April 1988 · 2 mos
E. F. Hutton & Company INCBroker
November 1984 - February 1988 · 3 yrs 3 mos
State Registrations22 states
ALAZCACODEFLGAIDILKSLAMEMSNCNYPASCTNTXUTVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.