Kent Colwell is a registered investment advisor, based in Vista, CA, with 37 years of industry experience.
Location
Vista, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLC
August 2019 - Present · 6 yrs 11 mos
Transamerica Investors Securities, LLCBroker
August 2019 - Present · 6 yrs 11 mos
Transamerica Retirement Advisors, LLC
July 2019 - Present · 7 yrs
Previous Registrations
Intelligence Driven Advisers, LLC
January 2019 - June 2019 · 5 mos
Labrum Wealth Management, LLC
November 2017 - March 2019 · 1 yr 4 mos
Rsm US Wealth Management LLC
February 2013 - April 2017 · 4 yrs 2 mos
LPL Financial LLC
May 2011 - December 2012 · 1 yr 7 mos
LPL Financial LLCBroker
May 2011 - December 2012 · 1 yr 7 mos
Sagepoint Financial, INC.
March 2011 - May 2011 · 2 mos
Sagepoint Financial, INC.Broker
February 2011 - May 2011 · 3 mos
Edward Jones
April 2010 - October 2010 · 6 mos
Edward JonesBroker
April 2010 - October 2010 · 6 mos
Oppenheimerfunds Distributor, INC.Broker
November 2008 - February 2010 · 1 yr 3 mos
Ing Financial Advisers, LLC
March 2007 - October 2008 · 1 yr 7 mos
Ing Financial Advisers, LLCBroker
March 2007 - October 2008 · 1 yr 7 mos
Princor Financial Services Corporation
October 2004 - March 2007 · 2 yrs 5 mos
Princor Financial Services CorporationBroker
November 2001 - March 2007 · 5 yrs 4 mos
Charles Schwab & CO., INC.Broker
January 1992 - July 2001 · 9 yrs 6 mos
Charles Schwab & CO., INC.Broker
April 1986 - July 1991 · 5 yrs 3 mos
Blinder, Robinson & Co.,inc.Broker
November 1984 - February 1985 · 3 mos
State Registrations2 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.