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Samuel Mcninch

40 Years of Experience
Mt Pleasant, SC
3 DisclosuresSells Insurance

Samuel Mcninch is a registered investment advisor at Ia Network, LLC, based in Mt Pleasant, SC, with 40 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 253 clients with $180M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
253 clients
Average Client Portfolio
$725K average
Assets Under Management
$183.5M

Fee Structure

Planning is included in investment management (also available separately)

IA Network charges a fee based on the value of your investments. The fees will generally not exceed 2.5% annually, but may be higher depending on the complexity and time required. Fees are negotiable and can vary from client to client. These fees do not include brokerage or transaction costs.

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Location

Mt Pleasant, SC

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2016
Final
Regulatory
May 2016
Final
Customer Dispute
November 2009
Denied
Other Business ActivitiesSells Insurance

Samuel works as a financial advisor for Tice McNinch Capital Management, dedicating nearly full-time hours to providing investment advice and asset management. He also spends a few hours per week as an insurance agent and provides training and research through SquiggleTrader.

Employment History
Current Registrations
Ia Network, LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Red Oak Capital Management, INC.
February 2019 - March 2023 · 4 yrs 1 mo
Kestra Advisory Services, LLC
April 2016 - May 2016 · 1 mo
Hayden Royal
April 2016 - June 2018 · 2 yrs 2 mos
NFP Advisor Services, LLC
December 2013 - May 2016 · 2 yrs 5 mos
Kestra Investment Services, LLCBroker
November 2007 - May 2016 · 8 yrs 6 mos
NFP Securities, INC.
November 2007 - December 2013 · 6 yrs 1 mo
Triad Advisors, INC.Broker
August 2002 - November 2007 · 5 yrs 3 mos
Lasalle St Securities, L.L.C.Broker
September 2001 - July 2002 · 10 mos
Eisner Securities, INC.Broker
October 1999 - October 2001 · 2 yrs
Linsco/private Ledger CORP.Broker
October 1995 - November 1999 · 4 yrs 1 mo
Jefferson-Pilot Investor Services, INC.Broker
February 1994 - October 1995 · 1 yr 8 mos
MML Investors Services, INC.Broker
March 1989 - February 1994 · 4 yrs 11 mos
W. S. Griffith & CO., INC.Broker
November 1986 - January 1989 · 2 yrs 2 mos
The Planner's Securities Group, INC.Broker
August 1986 - November 1986 · 3 mos
W. S. Griffith & CO., INC.Broker
January 1985 - August 1986 · 1 yr 7 mos
State Registrations2 states
NCSC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.