TrueAdvisor
TrueAdvisor
VS
VS

Vernon Stewart

J. W. Cole Advisors, INC.
41 Years of Experience
Greencastle, IN
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Vernon Stewart is a registered investment advisor at J. W. Cole Advisors, INC., based in Greencastle, IN, with 41 years of industry experience. Vernon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 E Washington Street, Greencastle, IN, 46135

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2024
Regulatory
July 2012
Final
Customer Dispute
December 2010
Settled
Regulatory
January 2005
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Vernon works as a financial advisor and insurance agent under North Salem Wealth Strategies and Advantage Financial Group, dedicating full-time hours to these activities, with about half his time focused on insurance. He also solicits services for Ernst & Roth and owns rental property, requiring minimal time commitments.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Advantage Investment Management, LLC
January 2018 - September 2019 · 1 yr 8 mos
Securities America Advisors, INC.
October 2017 - November 2017 · 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
January 2013 - November 2017 · 4 yrs 10 mos
National Planning CorporationBroker
June 2003 - November 2017 · 14 yrs 5 mos
Walnut Street Securities, INC.Broker
April 1998 - June 2003 · 5 yrs 2 mos
Aegon USA Securities INC.Broker
May 1990 - April 1998 · 7 yrs 11 mos
Edward D. Jones & CO., L.P.Broker
November 1984 - May 1990 · 5 yrs 6 mos
State Registrations2 states
INTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Greencastle, IN →All financial advisors in Indiana →