Katherine Vessenes
Katherine Vessenes is a CFP-designated registered investment advisor at MD Financial Advisors / Vestment Financial, based in Surprise, AZ, with 15 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 478 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $7.5M | 0.75% |
| $7.5M - $10.0M | 0.70% |
| $10M+ | 0.70% |
Fees are generally charged quarterly in arrears.
Fee Estimator
Location
Surprise, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katherine is involved in several outside business activities, including being on the executive committee of a homeowner's association, working as 'of counsel' for a law firm, and owning a percentage of an LLC that owns their office building. She also co-owns a management coaching and consulting C corp, rental property, is a trust beneficiary, and a member of bar associations.
Employment History
Current Registrations
MD Financial Advisors / Vestment Financial
Previous Registrations
MD Financial / Vestment Financial
Cetera Advisors LLC
Larson Financial Group, LLC
Summitalliance Advisors, L.L.C.
Qa3 Financial LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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