Kent Forsey
Kent Forsey is a CFP-designated registered investment advisor at Hillspring Financial, INC., based in Surprise, AZ, with 25 years of industry experience. Kent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 270 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.10% |
| $250K - $500K | 1.05% |
| $500K - $1.0M | 0.95% |
| $1.0M - $2.0M | 0.80% |
| $2M+ | 0.65% |
Rates reflect Hillspring Financial's fee schedule for AssetMark and Pacific Financial Group programs prior to platform and custodial fees. Third-party wrap-fee and program fees may range from 0.85% to 1.65%. Fees are negotiable for family relationships with accounts exceeding $2 million.
Fee Estimator
Location
12213 W. Bell Road, Suite 209, Surprise, AZ, 85378
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kent is independently licensed to sell insurance and owns several LLCs related to real estate investing. He also manages Sandridge Investments, LLC, dedicating minimal time to these activities.
Employment History
Current Registrations
Hillspring Financial, INC.
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley
Wachovia Securities, LLC
Prudential Securities Incorporated
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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