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William Lindsey

Lindsey Financial, INC.
26 Years of Experience
Redlands, CA
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

William Lindsey is a registered investment advisor at Lindsey Financial, INC., based in Redlands, CA, with 26 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 14 clients.

Lindsey Financial, INC.
Compensation
Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Lindsey Financial, Inc. offers ongoing financial plan reviews and updates, which are included as part of the initial financial planning engagement rather than a separate recurring fee. Ongoing reviews include semi-annual meetings, plan updates upon request, and maintenance of planning elements.

  • Comprehensive financial planning — flat fee ranging from $5,000 to $250,000 based on the complexity of your situation, the number of planning options selected, and the time required to build and integrate the plan
One-Time Plan:$5,000 - $250,000
View Full SEC Brochure

Location

1980 Orange Tree Lane, Suite 270, Redlands, CA, 92374

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History

Regulatory History (4)
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Customer Dispute
January 2022
Pending
Customer Dispute
April 2018
Closed-No Action
Customer Dispute
May 2006
Settled
Customer Dispute
April 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is appointed with various outside insurance carriers to broker non-registered insurance products and dedicates about half his time to Lindsey Financial & Insurance Svs, selling fixed insurance and annuities. He also has real estate and farming businesses, spending a few hours per week on these activities.

Employment History
Current Registrations
Lindsey Financial, INC.
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Lindsey Financial, INC.
March 2011 - September 2018 · 7 yrs 6 mos
Girard Securities, INC.
March 2011 - April 2011 · 1 mo
Qa3 Financial LLC
September 2008 - February 2011 · 2 yrs 5 mos
Eagle Strategies LLC
August 1999 - July 2008 · 8 yrs 11 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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