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Kemper Arnold

41 Years of Experience
BrokerSells Insurance

Kemper Arnold is a registered investment advisor at Vicus Capital, INC., based in Cleveland, OH, with 41 years of industry experience. Kemper operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,005 clients with $2.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
87 advisors
Number of Clients
6,005 clients
Average Client Portfolio
$429K average
Assets Under Management
$2.6B

Fee Structure

Vicus Capital charges a percentage of your portfolio's value each year for investment management. The exact percentage depends on the specific strategy you choose. The fee is calculated at the beginning of each month based on the value of your account on the last day of the previous month. The fee is deducted from your account. The Investment Management Fee and IAR fee should not exceed 2.5% of the account’s net asset value.

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Location

6200 Rockside Road, Suite 100, Cleveland, OH, 44131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kemper is an insurance agent selling various insurance products since 1986, dedicating about 60 hours per month (about 10-20% of his time). He is also an advisory representative for Vantage Financial Group, Inc. since 1988 and an investment advisor representative for Vicus Capital since 2017, spending a significant amount of time on these advisory roles.

Employment History
Current Registrations
Vicus Capital, INC.
July 2017 - Present · 8 yrs 9 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 7 mos
Vantage Financial Group, INC.
August 1999 - Present · 26 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2015 - November 2018 · 3 yrs 1 mo
Cetera Advisor Networks LLC
September 2013 - December 2014 · 1 yr 3 mos
Walnut Street Securities, INC.
November 2012 - September 2013 · 10 mos
Walnut Street Securities, INC.Broker
January 1988 - September 2013 · 25 yrs 8 mos
General American Life Insurance CompanyBroker
January 1986 - January 1988 · 2 yrs
Integrated Resources Equity CorporationBroker
December 1984 - January 1988 · 3 yrs 1 mo
State Registrations25 states
AZCACOFLGAILINKYMAMDMIMSNCNJNVNYOHORPATXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.