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Kemper Arnold

41 Years of Experience
Cleveland, OH
BrokerSells Insurance

Kemper Arnold is a registered investment advisor at Vicus Capital, INC., based in Cleveland, OH, with 41 years of industry experience. Kemper is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,277 clients with $3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
90 advisors
Number of Clients
6,277 clients
Average Client Portfolio
$477K average
Assets Under Management
$3.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.30%
$500K - $1.0M1.30%
$1.0M - $2.0M1.00%
$2.0M - $4.0M1.00%
$4M+1.00%

Fees vary by specific investment strategy and advisor negotiation. Household accounts may qualify for blended fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6200 Rockside Road, Suite 100, Cleveland, OH, 44131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kemper is an insurance agent selling various insurance products since 1986, dedicating about 60 hours per month (about 10-20% of his time). He is also an advisory representative for Vantage Financial Group, Inc. since 1988 and an investment advisor representative for Vicus Capital since 2017, spending a significant amount of time on these advisory roles.

Employment History
Current Registrations
Vicus Capital, INC.
July 2017 - Present · 9 yrs 3 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Vantage Financial Group, INC.
August 1999 - Present · 27 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2015 - November 2018 · 3 yrs 1 mo
Cetera Advisor Networks LLC
September 2013 - December 2014 · 1 yr 3 mos
Walnut Street Securities, INC.
November 2012 - September 2013 · 10 mos
Walnut Street Securities, INC.Broker
January 1988 - September 2013 · 25 yrs 8 mos
General American Life Insurance CompanyBroker
January 1986 - January 1988 · 2 yrs
Integrated Resources Equity CorporationBroker
December 1984 - January 1988 · 3 yrs 1 mo
State Registrations25 states
AZCACOFLGAILINKYMAMDMIMSNCNJNVNYOHORPATXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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