Lawrence Smith
Lawrence Smith is a registered investment advisor at Wells Fargo Advisors, based in San Francisco, CA, with 41 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
555 California St 24th Fl, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
Lawrence owns a 12-unit apartment complex in Gardena, CA. He dedicates no time to this activity, and it is not investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Robert Thomas Securities, INCBroker
Municicorp of CaliforniaBroker
Wzw Financial Services, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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