GC
CFP
GC
CFP
Gary Cummings
27 Years of Experience
San Francisco, CA
1 DisclosureBroker
Gary Cummings is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
420 Montgomery St 7th Fl, [Nf*/Ng-Rbo], San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2009Denied
Employment History
Current Registrations
Wells Fargo Advisors
May 2016 - Present · 10 yrs
Wells Fargo Clearing Services, LLC
May 2016 - Present · 10 yrs
Wells Fargo Clearing Services, LLCBroker
May 2016 - Present · 10 yrs
Previous Registrations
UBS Financial Services INC.
October 2008 - June 2016 · 7 yrs 8 mos
UBS Financial Services INC.Broker
October 2008 - June 2016 · 7 yrs 8 mos
Citigroup Global Markets INC.
December 1999 - November 2008 · 8 yrs 11 mos
Citigroup Global Markets INC.Broker
November 1999 - November 2008 · 9 yrs
Prudential Securities IncorporatedBroker
November 1998 - August 1999 · 9 mos
Janda & Garrington, LLCBroker
August 1998 - September 1998 · 1 mo
Fortress Financial Group, LTD.Broker
May 1998 - September 1998 · 4 mos
State Registrations37 states
ARAZCACOCTDCFLGAHIIAIDILINKYMAMDMIMNMOMSMTNCNJNVNYOHORPASCTNTXUTVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.