Willaimsville, NY
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →David is an insurance agent selling life insurance, a registered representative with Peak Brokerage Services, an IAR with Independent Solutions Wealth Management, LLC, and a wealth manager for The Financial Guys. Each of these activities takes about 10-20% of his time.