John Wygal
John Wygal is a registered investment advisor at Cetera Investment Advisers LLC, based in Norwalk, CT, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
161 East Avenue, Suite 103, Norwalk, CT, 06851
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a church council member, dedicating minimal time to voting on church matters since 2017. He is also a co-owner of John H Wygal & Co, LLC, a DBA for the sale of securities and insurance products, dedicating full-time hours. Additionally, John is an independent insurance agent providing life settlement products, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Lifemark Securities CORP.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Mony Securities CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.