EK
EK

Earl King

34 Years of Experience
Fort Mill, SC
Broker

Earl King is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
January 2018 - Present · 8 yrs 4 mos
LPL Financial LLC
January 2018 - Present · 8 yrs 4 mos
LPL Financial LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Sii Investments, INC.Broker
February 2016 - November 2017 · 1 yr 9 mos
Investment Centers of America, INC.Broker
February 2016 - November 2017 · 1 yr 9 mos
National Planning CorporationBroker
February 2016 - November 2017 · 1 yr 9 mos
Invest Financial Corporation
March 2014 - November 2017 · 3 yrs 8 mos
Invest Financial CorporationBroker
March 2014 - November 2017 · 3 yrs 8 mos
Curian Capital, LLC
March 2013 - March 2014 · 1 yr
Jackson National Life Distributors LLCBroker
March 2012 - March 2014 · 2 yrs
Fidelity Brokerage Services LLCBroker
August 2004 - February 2008 · 3 yrs 6 mos
Strategic Advisers, INC.
August 2004 - February 2008 · 3 yrs 6 mos
Charles Schwab & CO., INC.
July 1998 - August 2004 · 6 yrs 1 mo
Charles Schwab & CO., INC.Broker
July 1992 - August 2004 · 12 yrs 1 mo
R. G. Dickinson & CO.Broker
March 1990 - August 1990 · 5 mos
Shatkin Financial Services, INC.Broker
November 1986 - March 1990 · 3 yrs 4 mos
Blinder, Robinson & Co.,inc.Broker
October 1985 - March 1986 · 5 mos
Joseph P. Mcgivney and Associates, INC.Broker
January 1985 - October 1985 · 9 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.