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Stephen Hollingsworth

Concurrent Investment Advisors, LLC
41 Years of Experience
Wellesley, MA
5 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Stephen Hollingsworth is a registered investment advisor at Concurrent Investment Advisors, LLC, based in Wellesley, MA, with 41 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 13,277 clients with $16B in assets under management.

Concurrent Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
287 advisors
Number of Clients
13,277 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.70%
$2.0M - $3.0M1.60%
$3.0M - $5.0M1.50%
$5.0M - $7.5M1.40%
$7.5M - $10.0M1.30%
$10M+1.00%

Fees are incremental and negotiable. Clients also incur a custody, platform, and administration fee typically equal to 0.05% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

36 Washington Street, Suite 350, Wellesley, MA, 02481

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2026
Pending
Customer Dispute
October 2022
Settled
Customer Dispute
May 2018
Settled
Customer Dispute
July 2013
Award / Judgment
Customer Dispute
June 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen sells group life and disability insurance to law enforcement through Adele Financial Services LLC, dedicating a few hours per week. He also supports Adele Financial Services, LLC, the company under which his advisory business is conducted, and North Atlantic Investment Partners, spending minimal time on each.

Employment History
Current Registrations
Concurrent Investment Advisors, LLC
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2011 - February 2025 · 14 yrs 1 mo
Raymond James Financial Services, INC.Broker
October 2010 - February 2025 · 14 yrs 4 mos
Wells Fargo Advisors, LLCBroker
February 2005 - November 2010 · 5 yrs 9 mos
UBS Financial Services INC.Broker
April 1994 - March 2005 · 10 yrs 11 mos
Smith Barney Shearson INC.Broker
January 1988 - March 1994 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1985 - February 1988 · 3 yrs 1 mo
State Registrations2 states
MATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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