Richard Kass
Richard Kass is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
28 W. 44th Street, Ste 1200 12th Fl, New York, NY, 10036
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in fixed insurance sales and is a member of KBK Wealth Management, LLC, an entity created for his securities practice. He also serves as trustee and co-trustee for family-related trusts and is the president and 100% owner of Total Asset Planning Inc & Co, a corporate entity used to pay his salary and bills.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Nathan & Lewis Securities, INC.
Josephthal Lyon & Ross IncorporatedBroker
Ids Marketing CorporationBroker
Bear, Stearns & CO.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.