SK
CFP
SK
CFP

Sanket Khanna

25 Years of Experience
New York, NY
Broker

Sanket Khanna is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

588 Broadway, Suite 205, New York, NY, 10012

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sanket has 100% ownership of Arya Lane Capital LLC since 2017 and spends minimal time on it. He is also a trustee for Arya Lane Capital 401k and Cash Balance Plan DBP, spending minimal time on each.

Employment History
Current Registrations
Wells Fargo Advisors
September 2020 - Present · 5 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
October 2009 - July 2017 · 7 yrs 9 mos
UBS Financial Services INC.Broker
October 2008 - July 2017 · 8 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley Dw INC.Broker
January 2001 - April 2007 · 6 yrs 3 mos
State Registrations15 states
AZCACTFLGAMINCNJNYORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.