TrueAdvisor
TrueAdvisor
WF
WF

William Fuentes

Centaurus Financial, INC.
41 Years of Experience
Simi Valley, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

William Fuentes is a registered investment advisor at Centaurus Financial, INC., based in Simi Valley, CA, with 41 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
429 advisors
Number of Clients
38,049 clients
Average Client Portfolio
$193K average
Assets Under Management
$7.3B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.

Maximum advisory fees:

  • Alpha, Beta, ABJ, Omega, Delta: 2.25%
  • AA & VL: 1.50%
  • Adviser-Directed: 1.35%
  • FlexUMA: 2.25%

Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.

View Full SEC Brochure

Location

Simi Valley, CA

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2013
Customer Dispute
August 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William owns an insurance business since 2018, selling mostly term life insurance and fixed annuities. This takes a few hours per week.

Employment History
Current Registrations
Centaurus Financial, INC.
November 2021 - Present · 4 yrs 6 mos
Centaurus Financial, INC.Broker
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Questar Capital CorporationBroker
January 2016 - December 2018 · 2 yrs 11 mos
First Allied Securities, INC.Broker
March 2014 - January 2016 · 1 yr 10 mos
National Planning CorporationBroker
May 2013 - March 2014 · 10 mos
Wealthcare Alliance, INC.
January 2006 - January 2009 · 3 yrs
Royal Alliance Associates, INC.Broker
July 2002 - May 2013 · 10 yrs 10 mos
Wachovia Securities, INC.Broker
May 2001 - July 2002 · 1 yr 2 mos
Wm Financial Services, INC.Broker
February 1998 - June 2001 · 3 yrs 4 mos
Great Western Financial Securities CorporationBroker
April 1986 - May 1998 · 12 yrs 1 mo
Ids Marketing CorporationBroker
February 1985 - May 1986 · 1 yr 3 mos
Ids Financial Services INC.Broker
February 1985 - May 1986 · 1 yr 3 mos
State Registrations5 states
AZCAFLLANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Simi Valley, CA →All financial advisors in California →