Roger O'quin
Roger O'quin is a registered investment advisor at Wells Fargo Advisors, based in Little Rock, AR, with 41 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
15100 Pride Valley Rd, Little Rock, AR, 72223
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Roger has a 60% ownership in The Oquin Group, Inc. since 2022, dedicating a few hours per week to it. He also has a 50% ownership in Oquin Gilbert, LLC, but spends no time on it.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Swink & Company, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.