EM
CFA
EM
CFA

Eric Miller

29 Years of Experience
Little Rock, AR
1 DisclosureBroker

Eric Miller is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in Little Rock, AR, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1501 N University Avenue, Suite 900, Little Rock, AR, 72207

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Settled
Other Business Activities

Eric is the owner of Platinum Portfolio Investments, LLC since 2015. He dedicates nearly full-time hours to this investment-related activity, including 130 hours during trading.

Employment History
Current Registrations
Wells Fargo Advisors
June 2015 - Present · 10 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
November 2005 - June 2015 · 9 yrs 7 mos
UBS Financial Services INC.Broker
November 2005 - June 2015 · 9 yrs 7 mos
Citigroup Global Markets INC.
September 1996 - November 2005 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
August 1996 - November 2005 · 9 yrs 3 mos
State Registrations12 states
ARCACOFLGAKSLAMOMSOKSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Miller - Financial Advisor | TrueAdvisor