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J Stewart

Wells Fargo Advisors
41 Years of Experience
Boca Raton, FL
5 DisclosuresBroker
View SEC Summary
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J Stewart is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 41 years of industry experience. J is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1675 N Military Trail Ste 500, Boca Raton, FL, 33486

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Closed-No Action
Customer Dispute
October 2008
Denied
Customer Dispute
February 2003
Settled
Customer Dispute
February 2001
Denied
Customer Dispute
February 1998
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
April 2019 - Present · 7 yrs 6 mos
Wells Fargo Advisors
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley
June 2009 - April 2019 · 9 yrs 10 mos
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1986 - July 1993 · 7 yrs 6 mos
Raymond James & Associates, INC.Broker
February 1985 - January 1986 · 11 mos
State Registrations27 states
AZCACOCTDCDEFLGAIDILMAMDMINCNJNMNVNYORPASCTNTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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