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Paul Schmitz

Wells Fargo Advisors
41 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
View SEC Summary
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Paul Schmitz is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 41 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1675 N Military Trail Ste 500, Boca Raton, FL, 33486

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1995
Settled
Customer Dispute
December 1994
Settled
Customer Dispute
February 1992
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities Incorporated
November 1998 - July 2003 · 4 yrs 8 mos
Prudential Securities IncorporatedBroker
October 1998 - July 2003 · 4 yrs 9 mos
Painewebber IncorporatedBroker
July 1990 - October 1998 · 8 yrs 3 mos
Lehman Brothers INC.Broker
May 1988 - August 1990 · 2 yrs 3 mos
E. F. Hutton & Company INCBroker
July 1987 - May 1988 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1985 - July 1987 · 2 yrs
State Registrations25 states
ALAZCACODEFLGAHIIAIDILMAMDMNMONCNJNVNYOHOKPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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