George Finkbeiner
George Finkbeiner is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Dewitt, NY, with 40 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 167 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HSAS uses third-party money managers, who charge a fee that is fully disclosed. HSAS may share in this fee. HSAS may also share its advisory fee with a solicitor responsible for acquiring the client. HSAS does not directly state their investment management fees.
Location
5793 Widewaters Parkway, Dewitt, NY, 13214
Get directionsHistory
Regulatory History (3)
Financial
April 2016Employment Separation After Allegations
November 2008Judgment / Lien
October 2008Other Business ActivitiesSells Insurance
George is a solicitor for Hazard & Siegel Advisory Services LLC, referring client accounts to money managers, spending about 10-20% of his time. He also sells fixed annuities and life insurance, dedicating about a quarter of his time, and works with Kurt Finkbeiner Retirement Strategies LLC selling fixed annuities, insurance, and disability products, also dedicating about a quarter of his time.
Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
Hazard & Siegel, INC.Broker
Previous Registrations
Tower Square Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
Travelers Equities Sales, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.