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George Finkbeiner

41 Years of Experience
Syracuse, NY
2 DisclosuresBrokerSells Insurance

George Finkbeiner is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Syracuse, NY, with 41 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 150 clients with $450M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
150 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$449.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Hazard & Siegel Advisory Services does not manage your investments directly through a standard in-house schedule. Instead, the firm helps connect you with third-party money managers who charge their own fees. Depending on the arrangement, you may pay fees based on a percentage of your portfolio, an hourly rate, or a flat fee. Some representatives may also receive commissions on certain products if handled through an affiliated broker, though commission-based products are generally not recommended for advisory clients.

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Location

6075 East Molloy Road, Syracuse, NY, 13211

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2008
Judgment / Lien
October 2008
Other Business ActivitiesSells Insurance

George is a solicitor for Hazard & Siegel Advisory Services LLC, referring client accounts to money managers, spending about 10-20% of his time. He also sells fixed annuities and life insurance, dedicating about a quarter of his time, and works with Kurt Finkbeiner Retirement Strategies LLC selling fixed annuities, insurance, and disability products, also dedicating about a quarter of his time.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
July 2021 - Present · 5 yrs 3 mos
Hazard & Siegel, INC.Broker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Tower Square Securities, INC.Broker
May 1996 - November 2008 · 12 yrs 6 mos
Cadaret, Grant & CO., INC.Broker
October 1989 - May 1996 · 6 yrs 7 mos
Cadaret, Grant & CO., INC.Broker
May 1986 - October 1989 · 3 yrs 5 mos
Travelers Equities Sales, INC.Broker
June 1985 - July 1986 · 1 yr 1 mo
State Registrations3 states
NCNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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