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Thomas Hands

Dawson James Asset Management, INC.
41 Years of Experience
2 DisclosuresBroker
View SEC Summary
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Thomas Hands is a registered investment advisor at Dawson James Asset Management, INC., based in Boca Raton, FL, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.

Dawson James Asset Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $3.0M0.90%
$3M+0.70%

All fees are subject to negotiation at the sole discretion of DJAM.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2700 N. Military Trail, Suite 100, Boca Raton, FL, 33431

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2011
Final
Regulatory
December 1996
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Dawson James Asset Management, INC.
July 2021 - Present · 4 yrs 9 mos
Dawson James Securities, INC.Broker
August 2004 - Present · 21 yrs 8 mos
Previous Registrations
Tradeportal Securities, INC.Broker
March 1998 - March 2009 · 11 yrs
Landmark Securities CorporationBroker
July 1997 - June 1998 · 11 mos
Global Strategies Group, INC.Broker
June 1997 - January 1998 · 7 mos
Falcon Trading Group, LTD.Broker
May 1995 - April 1997 · 1 yr 11 mos
Sovereign Equity Management CORP.Broker
August 1992 - August 1997 · 5 yrs
J. Gregory & Company, INC.Broker
July 1992 - August 1992 · 1 mo
J. W. Gant & Associates, INC.Broker
June 1987 - July 1992 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1985 - July 1987 · 2 yrs 5 mos
State Registrations5 states
CAFLILTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.