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Dominic Linsalata

Dawson James Asset Management, INC.
28 Years of Experience
Boca Raton, FL
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Dominic Linsalata is a registered investment advisor at Dawson James Asset Management, INC., based in Boca Raton, FL, with 28 years of industry experience. Dominic is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more.

Dawson James Asset Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $3.0M0.90%
$3M+0.70%

Fees are used as a guideline only and are subject to negotiation at the sole discretion of Dawson James Asset Management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2700 N. Military Trail, Suite 100, Boca Raton, FL, 33431

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2023
Customer Dispute
February 2020
Settled
Customer Dispute
July 2018
Settled
Customer Dispute
October 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dominic is a member of Sixth Borough Capital Management LLC, a private investment fund, since 2021. He dedicates about a quarter of his time as a managing member of the fund.

Employment History
Current Registrations
Dawson James Asset Management, INC.
September 2021 - Present · 5 yrs 1 mo
Dawson James Securities, INC.
September 2019 - Present · 7 yrs 1 mo
Dawson James Securities, INC.Broker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Newbridge Financial Services Group, INC.
May 2017 - September 2019 · 2 yrs 4 mos
Newbridge Securities CorporationBroker
July 2016 - September 2019 · 3 yrs 2 mos
Dawson James Securities, INC.Broker
October 2012 - August 2016 · 3 yrs 10 mos
Chelsea Financial ServicesBroker
January 2012 - July 2012 · 6 mos
Paulson Investment Company, INC.Broker
January 2010 - July 2010 · 6 mos
Gunnallen Financial, INCBroker
July 2009 - January 2010 · 6 mos
National Securities CorporationBroker
October 2007 - July 2009 · 1 yr 9 mos
Dawson James Securities, INC.Broker
October 2004 - October 2007 · 3 yrs
Viewtrade FinancialBroker
September 2002 - October 2004 · 2 yrs 1 mo
Sal Financial Services, INC.Broker
May 2002 - October 2002 · 5 mos
Sterling Financial Investment Group, INC.Broker
September 2001 - May 2002 · 8 mos
Gunnallen Financial, INCBroker
December 2000 - March 2001 · 3 mos
Cantella & CO., INC.Broker
July 2000 - December 2000 · 5 mos
Carnegie Investor Services INC.Broker
December 1998 - July 2000 · 1 yr 7 mos
Royce Investment Group, INC.Broker
October 1996 - December 1998 · 2 yrs 2 mos
Kensington Wells IncorporatedBroker
August 1996 - November 1996 · 3 mos
Royce Investment Group, INC.Broker
March 1996 - September 1996 · 6 mos
State Registrations15 states
ARCACTFLIDMIMNNCNJNYOHPATXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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