Robert Sullivan
Robert Sullivan is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in East Harwich, MA, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Firefly Professional Bldg., 105 Route 137, Unit A, East Harwich, MA, 02645
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 1999Customer Dispute
April 1999Customer Dispute
April 1998Customer Dispute
July 1992Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities IncorporatedBroker
Janney Montgomery Scott LLCBroker
Painewebber IncorporatedBroker
Dougherty, Dawkins, Strand & Yost IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.