William Byrd
William Byrd is a CFP-designated registered investment advisor at B.B. Graham & Company, INC., based in Orange, CA, with 40 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 303 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B.B. Graham & Co.'s annual investment management fee is negotiated and does not exceed 2.99% of the value of your portfolio. The fee is invoiced by the custodian, RBC, on behalf of B.B. Graham & Co. Fees may be higher or lower than this depending on the relationship, complexity, or pre-existing agreements.
Location
1700 W. Katella Ave., Orange, CA, 92867
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2019Judgment / Lien
October 2018Customer Dispute
January 2017Customer Dispute
June 2016Customer Dispute
October 2014Customer Dispute
March 2014Other Business ActivitiesSells Insurance
William is a licensed insurance agent since 1998, selling and servicing life and fixed insurance products. This activity requires minimal time each month.
Employment History
Current Registrations
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.Broker
Previous Registrations
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Pruco Securities CorporationBroker
Pruco Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Cigna Securities, INC.Broker
Security First Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.