Judith Schwartzbaum
Judith Schwartzbaum is a registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 41 years of industry experience. Judith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236
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Regulatory History (1)
Customer Dispute
May 2009Other Business Activities
Judith is a lender for a loan, which is investment-related, since April 2018.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Painewebber IncorporatedBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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