James Dotzman
James Dotzman is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Philadelphia, PA, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
100 N 18th St Ste 750, Philadelphia, PA, 19103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James has business ownership in a non-investment related activity since 2013. He spends minimal time on this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Piper Jaffray Investment Management LLC
Piper Jaffray & CO.Broker
Jvb Financial Group, LLCBroker
TD Securities (USA) LLCBroker
Commerce Capital Markets, INC.Broker
Starboard Capital Markets, LLCBroker
A. Webster Dougherty & CO., IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.