TrueAdvisor
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JN
CFP
JN
CFP

James Notarianni

Ameriprise Financial Services, LLC
20 Years of Experience
Philadelphia, PA
Broker
View SEC Summary
View SEC Summary

James Notarianni is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Philadelphia, PA, with 20 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1418 S 13th St, Fl 2, Philadelphia, PA, 19147-4918

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the owner of Noto Financial Services LLC, where he performs clerical and administrative tasks for a few hours per week. He also dedicates about 10-20% of his time as the owner of Noto Financial Services LLC, with the majority of that time during trading hours, in an investment-related capacity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2006 - Present · 20 yrs
Ameriprise Financial Services, LLC
September 2006 - Present · 20 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2006 - Present · 20 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.Broker
February 2006 - May 2006 · 3 mos
State Registrations13 states
CAFLLAMAMDNCNJNYPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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