James Notarianni
James Notarianni is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Philadelphia, PA, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1418 S 13th St, Fl 2, Philadelphia, PA, 19147-4918
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the owner of Noto Financial Services LLC, where he performs clerical and administrative tasks for a few hours per week. He also dedicates about 10-20% of his time as the owner of Noto Financial Services LLC, with the majority of that time during trading hours, in an investment-related capacity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
State Registrations12 states
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